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Compliance Analyst

Applications for this role are now closed. View similar roles here.
The details


We are delighted to be working with a leading Lloyd's syndicate who are seeking an established Compliance Analyst to add to their team.
One of your primary focuses in this role will be ensuring that group regulated companies comply with all internal regulations and policies applicable to their activities, including activities authorised and regulated by the PRA, the FCA and Lloyd’s.
Main Duties

  • Assisting in the delivery of the Compliance Plans
  • Advising the wider business on compliance related queries
  • Helping  in producing MI and packs for the Product Oversight Group and other relevant bodies
  • Aiding in regular compliance monitoring activity, including monitoring relating to Lloyd’s, Licensing and Horizon Scanning
  • Maintaining the regulatory timetable, exceptions system, daily sanctions screening system, broker management system and any other relevant timetables.
  • Collaborating with the team to submit regulatory returnsMaking the broker approval process as efficient as possible and maintain TOBAsTR
  • Establishing relationships with all business units and to attend meetings as directed
  • Continuing developing knowledge on relevant regulatory regimes and the London insurance market including Lloyd’s

 About you:

  • You will possess a couple of years worth of compliance experience in a Lloyd’s Managing Agent
  • Knowledge of Sanction regimes across multiple jurisdictions
  • You'll have a strong understanding of the London insurance market, its various participants and insurance regulatory requirements.
  • Confident in writing reports.
  • Ability to work to tight deadlines.
  • Team player and flexible.
  • Strong analytical and organisational skills
Applications Closed